Legal and Regulatory Notices
AB Trading Advisors is a legal consultancy, which is not a solicitors' practice and is not regulated by the Solicitors Regulation Authority. AB Trading Advisors carries limited professional indemnity insurance.
AB Trading Advisors is a trading name of AB Derivatives Advisors Limited, a limited company formed and registered under the laws of England and Wales under company number 09113840. Our VAT registration number is 203 9315 35.
All work carried out for our clients is subject to our standard terms and conditions which is provided to all new clients.
Except where otherwise specified, the copyright in all materials on this website or available from from it are owned by or licensed to AB Derivatives Advisors Limited. You may read the contents, print it and make copies for your own personal use. Any other storage, copying, transmission or distribution of the content of this website is prohibited without the consent of AB Derivatives Advisors Limited.
Your use of this website is at your own risk. The content of our website is provided for information purposes only and should not be taken to constitute legal advice. Professional legal advice should be obtained before taking or refraining from any action in relation to this content.
This website, and all information available on or accessed through the website, is provided "as is". We make no warranties, representations or claims of any kind concerning the information presented on or through this website. We are not responsible for any errors or omissions in the content of this website. Therefore, we disclaim all liability for your use of information on this website and we are not responsible for any damages arising from the use or performance of this website in any circumstances.
Use of this website or contacting us via this website does not imply or give rise to a lawyer/client relationship or other contractual relationship between us.
This legal notice, and all contractual and non-contractual issues and/or obligations arising out of or in relation to this website, will be governed by and construed in accordance with English law.
a) such basic information as your name, your employer, your title and/or your position;
b) contact information, such as email address(es) phone number(s) and mailing / correspondence address(es);
c) details of your visits to our offices;
d) information relating to identification (such as ‘know your client’ and anti-money laundering information) collected by us or provided by you as part of our client on-boarding / engagement / acceptance processes;
e) personal information provided to us by or on behalf of our clients and employees or generated by us in the course of our providing services and / or employment; and / or
f) any other information you supply us with.
We collect Personal Data by way of direct contact with our clients and their affiliated parties.
In accordance with the GDPR, we will process your Personal Data only where one of the following lawful bases for us to do so exists:
a) where you have provided your consent;
b) where it is necessary for us to perform our contract with you;
c) where we require it to comply with a legal obligation; or
d) if we have a legitimate interest which does not override your interests or fundamental freedoms.
This means we will use your Personal Data for the provision of or in connection with our professional services as part of our engagement with you (including the fulfilment of our legal and/or regulatory duties) which may include: managing our business relationship with you, emailing you client alerts (called “Briefs for the Buy side”, which include developments in the legal and regulatory landscape together with our insights and views) and other updates and firm-related news and information (together, “Client Alerts”), which you have not opted out of receiving and acting in compliance with our legal and regulatory obligations.
You should inform us if there are any changes to your Personal Data so that we can ensure that your information remains up-to-date and accurate.
It is your decision whether or not to provide us with the Personal Data we request. Should you choose not to provide us with the requisite information, we may be unable to adequately fulfil our engagement with you or to send you the Client Alerts you wish to receive.
We will use any Personal Data you provide us with solely for the purpose for which it was collected. Should we find it necessary to use your Personal Data for an alternative purpose, we will contact you to set out the legal basis for utilising it in this way.
We may need to transfer Personal Data to third parties, including third parties based outside the European Economic Area, including (for example) to other professional service providers involved in your matters. Where we do so, such transfers will comply with applicable data protection laws.
Your rights as an individual apply to the Personal Data we hold. The rights enable you to request access to your Personal Data, that we rectify, erase or restrict our processing of your Personal Data and to notify us that you object to our processing. To exercise your rights, please email firstname.lastname@example.org.
You retain the right to withdraw your consent to our use of your Personal Data either fully or in part. Should you wish to do this, we will cease to collect and utilise your Personal Data once we have received notification from you via the email address email@example.com unless any legal obligation compels us to continue. If this notification of withdrawal is in relation to Client Alerts which you at one time opted to receive, we will cease to process your Personal Data for this purpose.
We will retain your Personal Data for such a time as the purpose for which it was provided exists and, if longer, for the greater of (i) five years from the date on which you provided such information and (ii) the end of our engagement with you.
[Effective: May 2021]
Updates to Legal and Regulatory Notices